TSXV Corporate Finance Bulletins

Quick links: 2017, 2016, 2015, 2014, 2013, 2012, 2011, 2010, 2009, 2008, 2007, 2006, 2005, 2004, 2003, 2002,

2017

Changes to the Settlement Cycle (T+2) (Available in Spanish)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees (Multilingual)

2016

New Form 2A Personal Information Form & New Form 2C1 Declaration (Available in Spanish)

Notice of Policy Amendments: Policy 5.2 – Changes of Business and Reverse Takeovers (Available in Spanish)

Notice of Policy Amendments - Policy 5.8 – Issuer Names, Issuer Name Changes, Share Consolidations and Splits and UPDATE regarding Four Character Stock Symbols (Available in Spanish)

Four Character Stock Symbol Reservations - UPDATE (Available in Spanish)

Notice of Policy Amendments (Available in Spanish)

Potential Disruption at Canada Post  
(Available in Spanish)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees; Notice to Halt (Available in Spanish)

Four Character Stock Symbol Reservations

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Proposed Policy Amendments

  • (a) Policy 4.5 – Rights Offerings

2015

Listing of Emerging Market Issuers

  • (a) Policy 2.10 - Listing of Emerging Market Issuers

In Memory of Paul Reynolds

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Reverse Takeovers and Changes of Business – Discretionary Waivers of Shareholder Approval Requirement

Dual-listings on Santiago Stock Exchange, Venture and Impact on "Venture Issuer" Status

Trading of Securities Subject to Exchange Hold Period on TSX Private Markets

Advance Notice of Policy Amendments

  • (a) Policy 4.1 – Private Placements
  • (b) Form 4B – Notice of Private Placement

Advance Notice of Policy Amendments: Policy 5.1 – Loans, Loan Bonuses, Finder's Fees and Commissions

2014

New Exhibit 1 to Form 2A - Personal Information Form and Form 2C1 - Declaration

Discretionary Waivers of $0.05 Minimum Pricing Requirement - UPDATE

Policy Amendment - Definition of "Tier 1 Property" in Policy 1.1 - Interpretation

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Discretionary Waivers of $0.05 Minimum Pricing Requirement

Facilitating the Listing Process for Industrial, Technology and Life Sciences Issuers:

  1. Interpretative Guidance for "History of Operations/Validation of Business" Listing Requirement
  2. Enhancing the Utility of Pre-Filing Applications

2013

Policy Amendments:

  1. Amendment of Minimum Pricing Rules for Convertible Securities
  2. Amendment of Minimum Pricing Rules for Initial Public Offerings
  3. Amendment of Shareholder Approval Requirement for Share Consolidations

Private Placements - Lapsing of Temporary Relief from Certain Pricing Requirements

Advance Notice of Policy Amendments:

  • Amendment of Minimum Pricing Rules for Convertible Securities
  • Amendment of Minimum Pricing Rules for Initial Public Offerings
  • Amendment of Shareholder Approval Requirement for Share Consolidations

Rescission of Deal Structure and Founder Shares Guidelines

Changes to Auditor Independence Rules Proposed by the Canadian Institute of Chartered Accountants

Policy Amendments:

  • (a) Policy 4.4 - Incentive Stock Options
  • (b) Policy 4.7 - Charitable Options in Connection with an IPO
  • (c) Form 4G - Summary Form - Incentive Stock Options

Private Placements - Extension and Modification of Temporary Relief from Certain Pricing Requirements

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

2012

Consultation Paper on Emerging Market Issuers
Proposed Appendix 2B - Listing of Emerging Market Issuers

Private Placements - Extension and Modification of Temporary Relief from Certain Pricing Requirements

Due Bills - Guidance in Respect of Dividends/Distributions and Other Material Corporate Events Involving Due Bill Trading

Stock Symbol Allocations

Private Placements - Temporary Relief from Certain Pricing Requirements

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Policy Amendments:

  • (a) Policy 3.2 - Filing Requirements and Continuous Disclosure
  • (b) Policy 1.1 - Interpretation

Reminder of Ongoing Corporate Governance Requirements for Boards of Directorsand Audit Committees

2011

New Form 2A - Personal Information Form and Form 2C1 - Declaratio

Common Filing Errors - Forms 2A and 2C1

Requirement for a Certificate of the Sponsor in Form 3B1/3B2

New National Instrument 43-101 and Corresponding Geological Report Requirements

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Personal Information Form - Form 2A, Declaration - Form 2C1, Identification Requirements

Expedited Private Placements

2010

Personal Information Form - Form 2A, Declaration - Form 2C1, and Identification Requirements

Amendments to Fees

Changes to Minimum Listing, Tier Maintenance Requirements, CPC Policy 2.4 and Other Policy Amendments - Effective June 14, 2010

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Personal Information Form - Form 2A

2009

New Form 2B - Listing Application

End of Temporary Relief Measures Period

Temporary Relief Measures - Available for NEX Issuers

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Electronic versions of the Form 2A (PIF) and Form 2C1 available online

Temporary Relief Measures - Extension to September 30, 2009

Notice of Contact Information Change for Purposes of Timely Disclosure Press Releases

2008

General guidance in connection with policies published December 15, 2008

New Fees

Amendments to Corporate Finance Manual

On-line version of TSX Venture Exchange Policies

Amendments to Streamline Policy and Eliminate Certain Differences between Tier 1 and Tier 2 Issuers

Temporary Relief Measures

Restated Deal Structure and Founder Shares Guidelines

Revisions to Policy 5.9 - Protection of Minority Security Holders in Special Transactions

2007

New fees

Deal Structure and Founder Shares Bulletin

Mandatory Filing Dates for Revised TSX Venture Exchange Personal Information Form (PIF) and Revised TSX Venture Exchange Declaration (Form 2C1)

Mandatory Filing Dates for Revised TSX Venture Exchange Personal Information Form (PIF) and Revised TSX Venture Exchange Declaration (Form 2C1)

Status of December 20, 2004 Notice to Issuers concerning Exchange Deferral to TSX Policy for Tier 1 Issuers (the December 20, 2004 Notice)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Policy 2.7, Pre-Filing Conferences - Applications for Listing by Foreign Issuers

Period in Which Issuers May Update a TSX Venture Exchange or a Toronto Stock Exchange (TSX) Personal Information Form (PIF) Using a TSX Venture Exchange Declaration on Form 2C1 extended from 12 months to 36 months

2006

New Fees effective January 1, 2007

Amended Fee Schedule - change to GST

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Amendments to Dividend/Distribution Declaration form

2005

Revised Appendix 3F - Mining Standards Guidelines

Acceptable Transfer Agent Criteria

New Fees and Annual Filings of Stock Option Plans

Amendment to Policy 2.4 - Capital Pool Companies

Amendments to Policy 4.6 - Public Offering by Short Form Offering Document and Form 4H - Short Form Offering Document to recognize implementation of NI 45-106 Prospectus and Registration Exemptions

Changes to NEX Policies and Policy 5.2 - Changes of Business and Reverse Take-Overs

Correction - Amendment of New Brunswick Securities Commission Order 11-901

Amendment of New Brunswick Securities Commission Order 11-901

Corporate Governance Practices, Disclosure and Management Contract Reviews

U.S. Dollar Trading on US Banking Holidays

Amendments to the CPC Program

Amendment to Policy 2.4 - Capital Pool Companies

Fee Amendment and Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Amendment of Agents' Warrants

2004

Request for Comments - Amendments to the CPC Program

Request for Comments - Amendments to the CPC Program

New Fees and Annual Filings of Stock Option Plans

Chief Financial Officers of Issuers must be Financially Literate

Revised Personal Information Form and Revision to Policy 3.1

Sponsorship Exemptions

Symbol Extensions

Request for Comments - Sponsorship Exemptions

Prohibitions on Certain Market Making Arrangements

Amendments to Policy 5.9 to Conform to Amendments to OSC Rule 61-501

Amendments to NEX Fees

Prohibitions on Directors and Officers

Payment of Annual TSX Venture Exchange Sustaining Fee

Exchange Filings Pursuant to the New BC Business Corporations Act

Policy Amendments to Conform with Amendments to Securities Laws

NEX Forms and Privacy Legislation

Exchange Forms and Privacy Legislation

Short Form Offering Document Financings - Prospectus Exemption Introduced in Saskatchewan

Billing Practices

Reimbursement of Out of Pocket Costs and Timing of Filing of Personal Information Forms

Mandatory Filing Dates for Revised Personal Information Forms

2003

Revised Personal Information Form, Listing Application Form and Declaration

Standards and Guidelines for Valuation Reports of Mineral Properties

Phase In Of New Trading Symbols Pursuant to the Elimination of Tier 3

Implementation of New Multilateral Instrument 45-102 Resale of Securities - Implication for Exchange and NEX Issuers

New Fees

ISIN Numbers for Security Certificates

Elimination of Tier 3 Status

Launch of NEX Board

NEX

Request For Comments - Inactive Board

Transfer of Inactive Issuers to New Inactive Board

Stock Option Plan Fee Calculation

Revision of Procedures For Declarations of Dividends

Payment of Annual Sustaining Fee

Revision of Trading Rules - Minimum Quotation Increments

Generic Share Certificates

Revised Form 4B - Private Placement Notice Form

Fee Changes

Revised Form 4B - Private Placement Notice Form

Amendments to Policy 2.4 - Capital Pool Companies

Amendment of Escrow Agreements

New Fees

2002

Capital Pool Companies and Inactive Issuers - Addition of Identifier to Trading Symbols

Extension of Time to Effect Private Placements at Less than $0.10 per Share

Inactive Issuers - Addition of Identifier to Trading Symbols

Capital Pool Companies - Addition of Identifier to Trading Symbols

Introduction of CPC Program Into Quebec

Publication of New Corporate Finance Policies

Termination of Exchange Primary Review of Prospectuses for BC Distributions

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