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Exchange Bulletin

Hamilton Capital Global Bank ETF (HBG) To Trade On Toronto Stock Exchange


January 22, 2016

Hamilton Capital Global Bank ETF (the “ETF”) - An application has been granted for the original listing in the Non-Corporate Issuer category of 321,875 Class E units (the “Units”) of the ETF all of which will be issued and outstanding upon completion of an initial public offering (the “Offering”).

Listing of the Units will become effective at 5:01 p.m. on Friday, January 22, 2016 in anticipation of the Offering closing prior to the opening of business on Monday, January 25, 2016. The Units will be posted for trading at the opening of business on Monday, January 25, 2016, upon confirmation of the closing.

The ETF is authorized to issue an unlimited number of Units, each of which represents an equal, undivided interest in the net assets of the ETF. Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued.

Registrations and transfers of Units will be effected through the book-entry only system administered by CDS Clearing and Depository Services Inc. (“CDS”). Beneficial owners of Units will not have the right to receive physical certificates evidencing their ownership of the Units. Units must be purchased, transferred and surrendered for redemption only through a CDS participant.

Additional information on the Units may be found in the prospectus dated January 15, 2016 (the “Prospectus”), which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus.

Stock Symbol: "HBG" CUSIP: 407038 10 8 Trading Currency: CDN$

 

Designated Market Maker: National Bank Financial Inc.
Other Markets: None
Head Office Address: C/o Hamilton Capital Partners Inc.
55 York Street
Suite 1202
Toronto, Ontario
M5J 1R7
Website: www.hamilton-capital.com
Email: etf@hamilton-capital.com
Head Office Telephone Number: (416) 941-9888
Fax Number: (416) 941-9801
Investor Relations: Patrick Sommerville
Tel.: (416) 941-9250
Email: psommerville@hamilton-capital.com
Chief Financial Officer and Secretary: Derek Smith
Incorporation: The ETF is an open-ended mutual fund established under the laws of the Province of Ontario on January 15, 2016 pursuant to a master declaration of trust.
Manager and Trustee: Hamilton Capital Partners Inc.
Fiscal Year End: December 31
Nature of Business: The investment objective of the ETF is to seek long-term total returns consisting of long-term capital appreciation and regular dividend income from an actively managed portfolio comprised primarily of equity securities of banks and other deposit-taking institutions located anywhere around the globe.
Transfer Agent & Registrar: CST Trust Company at its principal office in Toronto.
Distributions and Automatic Reinvestment: It is anticipated that the ETF will make distributions to its Unitholders on a quarterly basis and such distributions will be paid in cash unless a Unitholder is participating in the Reinvestment Plan.

The ETF expects to distribute sufficient net income (including net capital gains) so that the ETF will not be liable for income tax in any given year. Additional distributions required to ensure the ETF is not liable for income tax, if any, are expected to be made annually at the end of each year where necessary. All such distributions will automatically be reinvested on behalf of each Unitholder in additional Units of the ETF at a price equal to the net asset value per Unit of the ETF on such day and the Units of the ETF will be immediately consolidated such that the number of outstanding Units of the ETF held by each Unitholder on such day following the distribution will equal the number of Units of the ETF held by the Unitholder prior to the distribution.
Sponsor: Not Applicable
Initial Issuance of Units: Pursuant to the Prospectus, 321,875 Units will be issued at a subscription price of $16.00 per Unit.