Exchange Bulletin
Rocklinc Principled Equity ETF (RKLC) To Trade On Toronto Stock Exchange
November 12, 2025
Issuer: Rocklinc Principled Equity ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Units | RKLC | 40,000 | None | $25.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Units (the "Offering") |
| Listing date: | November 12, 2025 (as at 5:01 pm) in anticipation of closing of the Offering |
| Anticipated closing date: | November 13, 2025 (prior to the opening) |
| Posted for trading date: | November 13, 2025 (at the opening) subject to confirmation of closing of the Offering |
| Other market(s): | None |
| Designated market maker: | National Bank Financial Inc. |
| Investor relations: | Jesse van de Merwe Chief Financial Officer and Director 1-905-299-5629 jvandemerwe@rocklinc.com |
| Incorporation: | The ETF is an exchange-traded mutual fund established under the laws of the province of Ontario, pursuant to the terms of the declaration of trust dated October 23, 2025. |
| Manager and Trustee: | Rocklinc Investment Partners Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF seeks to provide long-term total returns, consisting of both income and capital gains, by investing primarily in a portfolio of global equity securities. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | Any cash distributions are expected to be made annually. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated October 31, 2025 which is available at www.sedarplus.ca. Capitalized terms not otherwise defined herein are as defined in the offering document. |
| Initial public offering: | 40,000 Units will be issued at a subscription price of $25.00 per Unit. The Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |