Exchange Bulletin
Harvest Eli Lilly Enhanced High Income Shares ETF (LLHE, LLHE.U) To Trade On Toronto Stock Exchange
August 20, 2024
Issuer: Harvest Eli Lilly Enhanced High Income Shares ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units | LLHE | 100,000 | None | C$12.00 |
| Class U units | LLHE.U | 100,000 | None | US$12.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$(LLHE), US$(LLHE.U) |
| Transaction: | Initial public offering of Class A units and Class U units (collectively, the "Units") (the "Offering") |
| Listing date: | August 20, 2024 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | August 21, 2024 (prior to the opening) |
| Posted for trading date: | August 21, 2024 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | National Bank Financial Inc. |
| Investor relations: |
Michael Kovacs |
| Incorporation: | The ETF is an exchange-traded alternative mutual fund trust established under the laws of the Province of Ontario on August 12, 2024 pursuant to an amended and restated declaration of trust. |
| Manager and Trustee: | Harvest Portfolios Group Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF seeks to provide Unitholders with (i) long-term capital appreciation through purchasing and holding, on a levered basis, common stock of Eli Lilly and (ii) high monthly cash distributions. |
| Transfer agent and registrar: | State Street Trust Company Canada at its principal office in Toronto |
| Distributions: | Any cash distributions on the Units of the ETF is expected to be made monthly. |
| Sponsorship: | Not applicable |
| Offering document: |
Prospectus dated August 12, 2024, which is available at www.sedarplus.ca. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Additional Information: | Class U units will be quoted and traded on Toronto Stock Exchange in US funds and trading information regarding the Class U units will appear under the heading "Trading in US Funds" in the TSX Monthly Review. |
| Initial public offering: | Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 100,000 Units at a price of C$12.00 per Class A Unit and US$12.00 per Class U Unit. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |