Exchange Bulletin
Harvest Industrial Leaders Income ETF (HIND) To Trade On Toronto Stock Exchange
April 12, 2024
Issuer: Harvest Industrial Leaders Income ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units | HIND | 150,000 | None | $12.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Class A Units (the "Units") (the "Offering") |
| Listing date: | April 12, 2024 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | April 15, 2024 (prior to the opening) |
| Posted for trading date: | April 15, 2024 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | TD Securities Inc. |
| Investor relations: | Michael Kovacs (416) 649-4541 info@harvestportfolios.com |
| Incorporation: | The ETF is an exchange-traded mutual fund trust established under the laws of the Province of Ontario on April 4, 2024 pursuant to an amended and restated declaration of trust. |
| Manager and Trustee: | Harvest Portfolios Group Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF will seek to provide Unitholders with (i) the opportunity for capital appreciation; (ii) monthly cash distributions; and (iii) lower overall volatility of the portfolio returns than would otherwise be experienced by owning Equity Securities of Industrial Leaders directly. To achieve lower overall volatility of portfolio returns, Harvest Industrial Leaders Income ETF will generally write covered call options on up to 33% of the portfolio securities. The level of covered call option writing may vary based on market volatility and other factors. |
| Transfer agent and registrar: | State Street Trust Company Canada at its principal office in Toronto |
| Distributions: | Any cash distributions on the Units of the ETF is expected to be made monthly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated April 4, 2024, which is available at www.sedarplus.ca. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 150,000 Units at a price of $12.00 per Unit. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |