Exchange Bulletin
Guardian Canadian Focused Equity Fund (GCFE) To Trade On Toronto Stock Exchange
November 10, 2023
Issuer: Guardian Canadian Focused Equity Fund (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| ETF units (the "Units") | GCFE | 50,000 | None | C$20.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CAD |
| Transaction: | Initial public offering of Units (the "Offering") |
| Listing date: | November 13, 2023 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | November 14, 2023 (prior to the opening) |
| Posted for trading date: | November 14, 2023 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | RBC Dominion Securities Inc. |
| Investor relations: | Mark Noble Tel.: (416) 350-8109 MNoble@guardiancapital.com |
| Incorporation: | The ETF is an open-end mutual fund governed by a master declaration of trust dated March 14, 2011, as amended and restated, pursuant to Ontario laws. |
| Manager and Trustee: | Guardian Capital LP |
| Fiscal year end: | December 31 |
| Nature of business: | The primary objective of the ETF is the achievement of long-term growth of capital, primarily through the investment in a concentrated portfolio of common shares or other equity-related investments issued by Canadian companies. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | The ETF distributes any net income and net realized capital gains in December of each year. |
| Sponsorship: | Not applicable |
| Offering document: | Amendment No. 2 dated October 24, 2023 to the Simplified Prospectus dated April 27, 2023 as amended by Amendment No. 1 dated October 5, 2023, which is available at www.sedarplus.ca. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | The ETF issues Units on a continuous basis and there is no maximum number of Units that may be issued. Units sold in connection with the Offering of the ETF will amount to 50,000 Units at a price of C$20.00 per Unit. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |