Exchange Bulletin
Guardian Ultra-Short U.S. T-Bill Fund (GUTB.U) To Trade On Toronto Stock Exchange
July 7, 2023
Issuer: Guardian Ultra-Short U.S. T-Bill Fund (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| ETF units (the "Units") | GUTB.U | 20,000 | None | US$50.00 |
| Listing category: | Non-Corporate |
| Trading currency: | US$ |
| Transaction: | Initial public offering of Units (the "Offering") |
| Listing date: | July 10, 2023 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | July 11, 2023 (prior to the opening) |
| Posted for trading date: | July 11, 2023 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | BMO Nesbitt Burns Inc. |
| Investor relations: | Eddy Fung Tel.: (416) 863-8469 efung@guardiancapital.com |
| Incorporation: | The ETF is a mutual fund established under the laws of the province of Ontario on June 29, 2023 pursuant to the terms of an amended and restated Declaration of Trust. |
| Manager and Trustee: | Guardian Capital LP |
| Fiscal year end: | December 31 |
| Nature of business: | The investment objective of the ETF is to provide interest income to Unitholders primarily through exposure to U.S. Treasury Bills with remaining maturities of three months or less. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | Distributions of income, if any, on Units will be paid in cash and will be made on a monthly basis. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated June 29, 2023, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Additional information: | Participating Organizations should note that all trades in the ETF will be on a T+1 settlement on a permanent basis. The Units will be traded in U.S. funds. Accordingly, they will appear under the heading U.S. funds in newspapers and the Exchange's Daily Record and Monthly Review. |
| Initial public offering: | The ETF issues Units on a continuous basis and there is no maximum number of Units that may be issued. Units sold in connection with the Offering of the ETF will amount to 20,000 Units at a price of US$50.00 per Unit. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |