Exchange Bulletin
Brompton Split Corp. Preferred Share ETF (SPLT) To Trade On Toronto Stock Exchange
June 13, 2023
Issuer: Brompton Split Corp. Preferred Share ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| CAD Units | SPLT | 120,000 | None | $10.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of CAD Units (the "Offering") |
| Closing date: | June 12, 2023 |
| Listing date: | June 14, 2023 (as at 5:01 pm) |
| Posted for trading date: | June 15, 2023 (at the opening) |
| Other market(s): | None |
| Designated market maker: | RBC Capital Markets |
| Investor relations: | Christopher Cullen Senior Vice President (416) 642-9064 cullen@bromptongroup.com |
| Incorporation: | The ETF is an exchange traded alternative mutual fund established under the laws of the Province of Ontario pursuant to an amended and restated declaration of trust dated as of June 2, 2023. |
| Manager and Trustee: | Brompton Funds Limited |
| Fiscal year end: | December 31 |
| Nature of business: | The investment objectives of the ETF are to provide Unitholders of the ETF with: (a) monthly distributions and (b) the opportunity for capital preservation primarily through investment in a portfolio of Split Corp. Preferred Shares. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | Cash distributions, if any, will be payable monthly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated June 2, 2023, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | 120,000 CAD Units will be issued at a subscription price of $10.00 per CAD Unit. The ETF is authorized to issue an unlimited number of CAD Units. CAD Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of CAD Units that may be issued. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |