Exchange Bulletin
Brompton Enhanced Multi-Asset Income ETF (BMAX) To Trade On Toronto Stock Exchange
October 18, 2022
Issuer: Brompton Enhanced Multi-Asset Income ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| CAD Units | BMAX | 90,000 | None | $12.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of CAD Units (the "Offering") |
| Anticipated closing date: | October 18, 2022 |
| Listing date: | October 19, 2022 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Posted for trading date: | October 20, 2022 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | RBC Capital Markets |
| Investor relations: | Christopher Cullen Senior Vice President (416) 642-9064 cullen@bromptongroup.com |
| Incorporation: | The ETF is an exchange traded mutual fund established under the laws of the Province of Ontario pursuant to an amended and restated declaration of trust dated as of September 28, 2022. |
| Manager and Trustee: | Brompton Funds Limited |
| Fiscal year end: | December 31 |
| Nature of business: | The investment objectives of the ETF are to provide Unitholders with: (a) attractive monthly distributions and (b) the opportunity for capital appreciation by investing, directly or indirectly, on a leveraged basis, in a portfolio of equity and fixed income securities. The ETF seeks to hedge substantially all of its direct exposure to foreign currencies back to the Canadian dollar. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | Cash distributions, if any, will be payable monthly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated September 28, 2022, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | 90,000 CAD Units will be issued at a subscription price of $12.00 per CAD Unit. The ETF is authorized to issue an unlimited number of CAD Units. CAD Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of CAD Units that may be issued. |
| TSX contact: | Selma Thaver, Director, TSX Listings |