Exchange Bulletin
Harvest Diversified Monthly Income ETF (HDIF) To Trade On Toronto Stock Exchange
February 14, 2022
Issuer: Harvest Diversified Monthly Income ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units | HDIF | 300,000 | None | $10.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Class A Units (the "Units") (the "Offering") |
| Listing date: | February 15, 2022 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | February 16, 2022 (prior to the opening) |
| Posted for trading date: | February 16, 2022 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | National Bank Financial Inc. |
| Security ownership registration: | CDS book-entry only system |
| Investor relations: | Michael Kovacs (416) 649-4541 info@harvestportfolios.com |
| Incorporation: | The ETF is an exchange traded alternative mutual fund trust established under the laws of the province of Ontario on February 4, 2022, pursuant to an amended and restated declaration of trust |
| Manager and Trustee: | Harvest Portfolios Group Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF's investment objectives are to provide Unitholders with monthly cash distributions and the opportunity for capital appreciation by investing, on a levered basis, in a portfolio of exchange traded mutual funds managed by the Manager that are listed on a recognized Canadian stock exchange and that engage in covered call strategies. The ETF will use leverage in order to seek to achieve its investment objective. Leverage will be created through the use of cash borrowings or as otherwise permitted under applicable securities legislation. |
| Transfer agent and registrar: | State Street Trust Company Canada at its principal office in Toronto |
| Distributions: | Cash distributions of income, if any, on Units are expected to be made monthly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated February 4, 2022, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 300,000 Units at a price of $10.00 per Unit. |
| TSX contact: | Selma Thaver, Director, TSX Listings |