Exchange Bulletin
Guardian Canadian Bond ETF (GCBD) To Trade On Toronto Stock Exchange
March 29, 2021
Issuer: Guardian Canadian Bond ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| ETF units | GCBD | 50,000 | None | $20.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of ETF units (the "Units") (the "Offering") |
| Listing date: | March 30, 2021 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | March 31, 2021 (prior to the opening) |
| Posted for trading date: | March 31, 2021 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | TD Securities Inc. |
| Security ownership registration: | CDS book-entry only system |
| Investor relations: | Rohit Mehta Tel.: (416) 434-6810 rmehta@guardiancapital.com |
| Incorporation: | The ETF is a mutual fund established under the laws of the province of Ontario on February 24, 2021 pursuant to the terms of an amended and restated Declaration of Trust. |
| Manager and Trustee: | Guardian Capital LP |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF seeks to provide a high level of current interest income while at the same time preserving capital and seeking opportunities for capital appreciation by investing, directly or indirectly, primarily in Canadian bonds, debentures, notes or other evidence of indebtedness. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Distributions: | Cash distributions of income, if any, on Units will be paid quarterly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated February 24, 2021, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | The ETF issues Units on a continuous basis and there is no maximum number of Units that may be issued. Units sold in connection with the Offering of the ETF will amount to 50,000 Units at a price of $20.00 per Unit. |
| TSX contact: | Chris Birkett, Managing Director, Toronto Stock Exchange |