Search results will open in a new window on TMXMoney.com.

Exchange Bulletin

TD Active Preferred Share ETF (TPRF) To Trade On Toronto Stock Exchange


November 12, 2018

Issuer: TD Active Preferred Share ETF (the "ETF")

Security

Symbol

Issued and Outstanding Securities

Reserved Securities

Issue Price

CAD Units

TPRF

150,000

None

CDN$10.00

Listing category:

Non-Corporate

Trading currency:

CDN$

Transaction:

Initial public offering of CAD Units (the "Offering")

Anticipated closing date:

November 14, 2018

Listing date:

November 13, 2018 (as at 5:01 pm) subject to confirmation of closing of the Offering.

Posted for trading date:

November 14, 2018 (at the opening) subject to confirmation of closing of the Offering.

Other market(s):

None

Designated market maker:

TD Securities Inc.

Security ownership registration:

CDS book-entry system as well as Non-certificated form administered by CDS.

Investor relations:

Huck Oon

Associate Vice President

Huck.Oon@td.com

416-308-9049

Jai Gandhi

Vice President & Director

Jai.Gandhi@td.com

416-308-3258

Incorporation:

The ETF is an exchange-traded mutual fund established as a trust pursuant to the Declaration of Trust dated October 29, 2018 under the laws of the Province of Ontario.

Manager and Trustee:

TD Asset Management Inc.

Fiscal year end:

December 31

Nature of business:

The ETF seeks to earn a high level of income by investing primarily in Canadian listed preferred shares and to seek to add value or reduce risk by investing in other income-producing securities.

Transfer agent and registrar:

AST Trust Company (Canada) at its principal office in Toronto.

Distributions:

Cash distributions, if any, are expected to be made monthly.

Sponsorship:

Not applicable

Offering document:

Prospectus dated October 31, 2018, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus.

Initial public offering:

150,000 CAD Units will be issued at a subscription price of CDN$10.00 per Unit. The ETF is authorized to issue an unlimited number of CAD Units. Each CAD Unit has equal rights and privileges. The CAD Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of CAD Units that may be issued.

TSX contact:

Julie K. Shin, Managing Director, Toronto Stock Exchange.