Exchange Bulletin
Harvest European Leaders Income ETF (HEUR) To Trade On Toronto Stock Exchange
March 2, 2018
Issuer: Harvest European Leaders Income ETF
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units | HEUR | 100,000 | None | C$20.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Class A Units (the “Units”) (the “Offering”) |
| Listing date: | March 5, 2018 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | March 6, 2018 (prior to the opening) |
| Posted for trading date: | March 6, 2018 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | CIBC World Markets Inc. |
| Security ownership registration: | CDS book-entry only system |
| Investor relations: | Michael Kovacs (416) 649-4541 info@harvestportfolios.com |
| Incorporation: | The ETF is an exchange-traded mutual fund trust established under the laws of the Province of Ontario on January 26, 2018 pursuant to an amended and restated master declaration of trust. |
| Manager and Trustee: | Harvest Portfolios Group Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF’s investment objectives are to provide Unitholders with (i) the opportunity for capital appreciation; (ii) monthly cash distributions; and (iii) lower overall volatility of portfolio returns than would otherwise be experienced by owning Equity Securities of the European Leaders directly. To achieve lower overall volatility of portfolio returns, the ETF will generally write covered call options on up to 33% of the portfolio securities. The level of covered call option writing may vary based on market volatility and other factors. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto |
| Distributions | Cash distributions on Units of the ETF are expected to be made monthly. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated January 26, 2018, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 100,000 Units at a price of $20.00 per Unit |
| TSX contact: | Julie K. Shin, Listed Issuer Services, Toronto Stock Exchange. |
