Exchange Bulletin

Guardian Directed Premium Yield ETF (GDPY, GDPY.B) To Trade On Toronto Stock Exchange


August 7, 2020

Issuer: Guardian Directed Premium Yield ETF (the "ETF")

SecuritySymbolIssued and Outstanding SecuritiesReserved SecuritiesIssue Price
Hedged units GDPY 125,000 None $20.00
Unhedged units GDPY.B 125,000 None $20.00
Listing category: Non-Corporate
Trading currency: CDN$
Transaction: Initial public offering of Hedged units and Unhedged units (together, the "Units") (the "Offering")
Listing date: August 10, 2020 (as at 5:01 pm) in anticipation of closing of the Offering.
Anticipated closing date: August 11, 2020 (prior to the opening)
Posted for trading date: August 11, 2020 (at the opening) subject to confirmation of closing of the Offering.
Other market(s): None
Designated market maker: CIBC World Markets Inc.
Security ownership registration: CDS book-entry only system
Investor relations: Rohit Mehta
Tel.: (416) 434-6810
rmehta@guardiancapital.com
Incorporation: The ETF is an exchange traded mutual fund established under the laws of the province of Ontario on July 21, 2020 pursuant to the terms of the Declaration of Trust.
Manager and Trustee: Guardian Capital LP
Fiscal year end: December 31
Nature of business: The ETF seeks to provide long-term capital appreciation and to reduce portfolio volatility, by investing directly and indirectly primarily in global equity securities of high quality companies.
Transfer agent and registrar: TSX Trust Company at its principal office in Toronto.
Distributions: Cash distributions of income, if any, on Units will be paid monthly.
Sponsorship: Not applicable
Offering document: Prospectus dated July 21, 2020, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus.
Initial public offering: 125,000 Hedged units will be issued at a subscription price of $20.00 per Hedged unit and 125,000 Unhedged units will be issued at a subscription price of $20.00 per Unhedged unit. The ETF is authorized to issue an unlimited number of classes or series of redeemable, transferable Units, each of which represents an undivided interest in the net assets of the ETF.
TSX contact: Chris Birkett,
Managing Director,
Toronto Stock Exchange