Legal & Tax Guide for U.S. Issuers
13 ©2020 TSX Inc. All rights reserved. Unless otherwise indicated, all monetary references in this document are in Canadian dollars. This document, and certain of the information contained in this document, is TSX Inc.’s proprietary information. Do not disclose, copy, distribute, sell or modify this document or any of its contents without TSX Inc.’s prior written consent. Neither TMX Group Limited nor any of its affiliates represents, warrants or guarantees the completeness or accuracy of the information contained in this document and they are not responsible for any errors or omissions in or your use of, or reliance on, the information. This information is provided with the express condition, to which by making use thereof you expressly consent, that no liability shall be incurred by TMX Group Limited and/or any of its affiliates as a result of any errors or omissions herein or any use or reliance upon this information. The information contained in this document is subject to change without notice. Neither TMX Group Limited nor any of its affiliates endorse or recommend any securities or issuer referenced in this document. This document contains historical information, and may contain information about possible future events. Historical information may not be indicative of future events, and forward-looking information is subject to risks and uncertainties. This document does not, nor should it be construed as, providing any trading, legal, accounting, tax, investment, business, financial or other advice, and you should not rely on it for such purposes. Professional advisors should be consulted. This document is not, and should not be construed as, an invitation to purchase securities listed on Toronto Stock Exchange or TSX Venture Exchange. Listing on Toronto Stock Exchange or TSX Venture Exchange does not guarantee the future performance of a security or an issuer. The Future is Yours to See., TMX, the TMX design, TMX Group, Toronto Stock Exchange, TSX, TSX Venture Exchange, TSXV and Voir le futur. Réaliser l’avenir. are trademarks of TSX Inc. All other trademarks herein are the property of their respective owners. BUSINESS DEVELOPMENT To inquire about listing on TSX Venture Exchange or Toronto Stock Exchange, please contact a member of our Business Development team from the appropriate sector category: Diversified Industries T 403 218-2805 diversified@tmx.com Technology & Innovation T 416 814-8874 technology@tmx.com Energy T 403 218-2805 energy@tmx.com Mining T 416 947-4477 mining@tmx.com Exchange Traded Funds T 416 814-8874 etf@tmx.com INTERNATIONAL INQUIRIES Asia asia@tmx.com Europe, Middle East, Africa emea@tmx.com Israel israel@tmx.com United States usa@tmx.com RELATIONSHIP MANAGEMENT If you are an issuer on TSX Venture Exchange or Toronto Stock Exchange, please contact your designated Regional Head - TSX Company Services with any questions regarding your listing or products and services available for you. Directory Of Contacts OTHER LISTING GUIDES Guide to Listing To access the wealth of information these Listing Guides have to offer, please visit: tsx.com/listings/listing-with-us/listing-guides Technical Guide to Listing Dual-Listing Guide Follow us: @tsx_tsxv @tmxgroup tmx.com
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