2024 GUIDE TO LISTING 27 ACCESS TO U.S. INVESTORS U.S. COMPANIES MAY BE WONDERING ABOUT THE OPPORTUNITY TO RAISE CAPITAL IN CANADA AND IF THERE ARE ANY RESTRICTIONS OR INHIBITORS TO FINANCINGS OR TRADING OF THEIR STOCK POST LISTING. HERE ARE SEVERAL POINTS TO CONSIDER. COMPANY FINANCINGS Certain investors in the U.S. may invest in TSX- and TSXV- listed companies. A company may offer and sell securities in the U.S. without SEC registration pursuant to available exemptions from the registration requirements under the U.S. Securities Act. The most common exemptions are to “Accredited Investors” and “Qualified Institutional Buyers”. Securities issued in the U.S. without registration or pursuant to an exemption are “restricted securities” and will bear a U.S. restrictive legend. Generally, there is no limitation on the amount that can be raised in the U.S. pursuant to such exemptions.
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