28 ALL APPLICANTS TSX Charter documents All applicants must provide certified copies of all charter documents, including: Articles of Incorporation, Letters Patent, Articles of Amendment, Articles of Continuance, Articles of Amalgamation, partnership agreements, trust indentures, declarations of trust or equivalent documents. Applicants incorporated outside of Canada may be required to provide reconciliation of the corporate laws in their home jurisdiction to those of the Canada Business Corporation Act. Take-over protection agreement (or coattail trust agreement) Applicants with Restricted Voting Securities must provide a copy of this agreement. This agreement must meet, or be amended to meet, the requirements of Section 624(l) of the TSX Company Manual. Security-based compensation arrangement All applicants must submit a copy of every security-based compensation arrangement as well as any similar agreement under which securities may be issued. These should be submitted together with a sample of the option agreement used for option grants or with individual option agreements, whichever is applicable. If securityholder approval was required for the agreements, applicants must include a copy of the approval. Other agreements relating to securities All applicants must submit a copy of any agreement under which securities are held in escrow, pooled, or under a similar arrangement. Reports on freely tradeable securities All applicants must submit reports demonstrating the number of freely tradeable securities, and the number of securityholders, for each class of securities to be listed including warrants and convertible debentures. These reports should be prepared using the forms attached to the Listing Application Form. Sponsorship letter (if applicable) Any applicant that is required by the Exchange must submit a sponsorship letter. Depending on the circumstance, this requirement could possibly be waived. Updated information for the principal listing document All applicants must submit any additional information required to supplement the Principal Listing Document such that, overall, the information provided to the Exchange is current as of the date the application is submitted. This additional information includes continuous disclosure filings such as material change reports, business acquisition reports and press releases. In addition, if the applicant is listed elsewhere, this information should include an updated chart of the trading history of the securities of the applicant, up to the end of the month preceding the submission of the application. Original listing fee All applicants must provide a cheque payable, as provided in the TSX Listing Fee Schedule.
RkJQdWJsaXNoZXIy MjgzMzQ=