6 Section 1 Overview TMX Group operates three fully electronic marketplaces that represent the primary trading destinations of choice and sources of liquidity for equity trading in Canada. Toronto Stock Exchange Canada’s primary market. The largest and most recognized source of liquidity for Canadian equity trading of senior board securities. TSX Venture Exchange Canada’s public venture equity marketplace dedicated to trading junior equities from around the world during their early stages of growth. TSX Alpha Exchange TSX Alpha Exchange provides a competitive alternative for the active order flow of natural investors by promoting a higher quality of execution through increased fill certainty and sizes and lower trading costs. Each marketplace is supported by TMX’s proprietary Quantum XA technology platform, and provides different features, functionality, and pricing to offer choice and flexibility of execution to various trading participants. 1.1 Key Contacts The TMX Markets Account Management team is your resource for information on being a Participating Organization / Member of TMX’s equity marketplaces, new trading products and services, and how to access Canada’s capital markets efficiently. We are dedicated to providing Participating Organizations / Members and the investment community with a high level of customer service and support. Support is available from 7:00 a.m. – 5:30 p.m. on all trading days. CONTACT Phone Email Account Management N/A trading_sales@tmx.com Equities Trade Desk 416 947-4357 equities.operations@tmx.com Market Solutions Team 416 947-4705 equities.operations@tmx.com 1.2 Regulation The Canadian Investment Regulatory Organization (CIRO) is the self-regulatory organization (SRO) which oversees all trading activity on TMX’s equity marketplaces. CIRO regulates securities trading and market-related activities of participants, and administers and enforces the Universal Market Integrity Rules (UMIR) which applies to all participants trading on TMX Group equity marketplaces. All markers, identifiers, and order types required by UMIR and/or CIRO are supported by TMX’s equity marketplaces.
RkJQdWJsaXNoZXIy MjgzMzQ=