Order Types and Functionality Guide

43 If an incoming client order (Order 005) to sell 500 shares @ MKT is entered, then since RT Participation is on, the incoming trade will be allocated 40% to the RT and 60% to the resting CLOB liquidity. The following trades occur: BUYER ORDER # Seller Order # Quantity Price 001 005 300 10.00 RT 005 200 10.00 The remaining 900 volume will be booked at the last sale price of $10.00. Resulting CLOB: BID OFFER Order # Quantity Price Price Quantity Order # 004 200 10.00 10.02 400 002 10.02 100 003 Example 2: RT Participation Assume the CLOB is as follows: RT: JOEAVG MGF: 500 Participation: ON BID OFFER Order # Quantity Price Price Quantity Order # 001 - JOEAVG 300 10.00 10.02 400 002 004 200 10.00 10.02 100 003 If an incoming client order to sell 500 shares @ MKT is entered, then since the RT already has an open order with time priority, the incoming order will trade with the booked order rather than generate a net new Participation order. The following trades occur: BUYER ORDER # Seller Order # Quantity Price 001 - JOEAVG Incoming Order 300 10.00 004 Incoming Order 200 10.00 5.2 TSXV Odd Lot Dealer Program TSXV odd lot dealers provide an automatic immediate fill for incoming tradable odd lots at the Protected NBBO. Odd lots resting in the TSXV odd lot book which later become tradable due to a change in the Protected NBBO are also automatically filled by the odd lot dealer. Odd lot matching is suspended if the Protected NBBO is locked or crossed and will resume immediately when the Protected NBBO changes such that it is no longer locked or crossed.

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