Order Types and Functionality Guide

Document Management 5 Scope 5 Section 1 Overview 6 1.1 Key Contacts 6 1.2 Regulation 6 1.3 Order and Trade Reporting 7 Section 2 Trading Sessions 8 2.1 Hours of Operation 8 2.1.1 TSX and TSX Venture Exchange 8 2.1.2 TSX Alpha Exchange 8 2.2 Pre-Open 9 2.2.1 Calculated Opening Price (COP) 9 2.3 Opening 10 2.3.1 Opening Allocation 10 2.3.2 Guaranteed Orders 12 2.3.3 Delayed Opening 12 2.4 Continuous Trading 12 2.5 Odd Lot trading 14 2.6 Market on Close (MOC) 15 2.6.1 MOC-Eligible Securities 15 2.6.2 Participating in MOC 15 2.6.3 MOC Imbalance Determination 16 2.6.4 MOC Imbalance 16 2.6.5 Calculated Closing Prices 16 2.6.6 Price Movement Extension 16 2.6.7 Closing Call Allocation 17 2.6.8 MOC Volatility Parameters 17 2.7 Post Market Cancel Session 17 2.8 Extended Trading Session 18 2.9 Must Be Filled (MBF) Session for Option Expiry 18 Section 3 Products & Order Features 19 3.1 TSX DRK 19 3.1.1 TSX DRK Trading on TSX and TSXV 19 3.2 Cancel on Disconnect 21 3.2.1 Configuration Levels 21 3.3 Order Protection Rule (OPR) Features 22 3.3.1 Directed Action Order (DAO) 22 3.3.2 Order Protection by Re-price 22 3.3.3 Order Protection by Cancel 22 3.4 Post Only 22 3.5 Drop Copy 23 3.6 Self-Trade Prevention 24 3.6.1 Self-Trade Prevention 24 3.6.2 Self-Trade Management 25

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