Part I – Definitions (i) Overview of Principal Terms Part XI of the Manual applies to the following Issuers: EXCHANGE TRADED PRODUCT (“ETP”) “Exchange Traded Product” means redeemable equity securities (“ETF”) or debt securities offered on a continuous basis under a prospectus, which give an investor exposure to the performance of specific indices, sectors, managed portfolios or commodities through a single security. TSX, in its discretion, shall determine if the securities will be considered an ETP. CLOSED-END FUND (“CEF”) “Closed-end Fund” has the samemeaning as “non-redeemable investment fund” as found in the Securities Act (Ontario), as amended from time to time. TSX, in its discretion, shall determine if an Issuer will be considered a CEF. STRUCTURED PRODUCT (“STRUCTURED PRODUCT”) “Structured Product” means securities generally issued by a Financial Institution under a base shelf prospectus and pricing supplement where an investor’s return is contingent on, or highly sensitive to, changes in the value of underlying assets, indices, interest rates or cash flows. Structured Products include securities such as non-convertible notes, principal or capital protected notes, index or equity linked notes, tracker certificates and barrier certificates. TSX, in its discretion, shall determine if the securities will be considered a Structured Product. 6
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