Introduction 5 (i) About this Guide 5 Definitions 6 (i) Overview of Principal Terms 6 Original Listings 7 (i) Documents to be Filed 7 (ii) Stock Symbols 7 (iii) Filing Personal Information Forms 7 (iv) Take-Over Bid Provisions 8 Ongoing Transactions 9 (i) Change in Business 9 (ii) Mergers 9 (iii) Terminations/Wind-ups 11 (iv) Normal Course Issuer Bids & Non-Independent Plans 12 Other Requirements 14 (i) Distributions/Dividends 14 (ii) Form 1 Filing for ETPs 15 (iii) Legal Opinion or Quarterly Certificates for ETPs 16 (iv) Special Settlement 16 (v) Transfer Agents 16 (vi) US Banking Holidays and Special Settlement 17 (vii) Market Making Program 18 Resources on TSX Website 19 Part I Part II Part III Part IV Part V TABLE OF CONTENTS
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