7 J. Letter of receipt After filing the initial listing documents, your company will receive a written letter from the Exchange notifying you if all required documentation to complete an assessment has been submitted in a form exceptable to the Exchange. Step 3 Conditional approval Conditional approval will be granted after the applicant’s listing application is complete and accepted by the Exchange’s Listing Committee. Step 4 Listing and trading commences Following the submission of final listing documentation plus satisfaction of all conditions, final approval is granted and trading commences. Glossary of national instrument references DOCUMENTATION Description NI 41-101 Relates to General Prospectus Requirements NI 43-101 Relates to Standards of Disclosure for Mineral Projects NI 51-101 Relates to Standards for Disclosure for Oil and Gas Activities NI 51-102F2 Relates to Annual Information Forms NI 52-107 Relates to Acceptable Accounting Principles and Auditing Standards NI 52-110 Relates to Audit Committees NI 71-102 Relates to Continuous Disclosure Obligations for Non-Canadian Issuers
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