4 Information links to help prepare listing documents DOCUMENT Format Link TSX listing process HTML http://www.tsx.com/listings/listing-with-us/listing-guides/ tsx-listing-process TSX listing application and attachments Word http://tmx.complinet.com/en/display/display_main. html?rbid=2072&element_id=480 TSX personal information form, consent for disclosure of criminal record information form, declaration form Word http://tmx.complinet.com/en/display/display. html?rbid=2072&element_id=551 TSX listing fee schedule PDF http://www.tsx.com/listings/tsx-and-tsxv-issuer-resources/ tsx-issuer-resources/issuer-fees TSXV key listing forms (Including personal information form and consent for disclosure of criminal record information form, declaration form, listing application and other forms) HTML http://www.tsx.com/listings/tsx-and-tsxv-issuerresources/tsx-venture-exchange-issuer-resources/ tsx-venture-exchange-corporate-finance-manual/tsxvcorporate-finance-manual-forms TSXV listing application PDF http://www.tsx.com/resource/en/454 TSXV listing fee schedule HTML https://www.tsx.com/resource/en/2937 A. Listing application process TSX TSXV Submit TSX application with a current “Principal Listing Document” from the following list of acceptable documents: • Annual Information Form - Canadian AIF National Instrument (NI) 51-102 • Long-form Prospectus - For issuers completing a public offering • Annual Report for U.S. Issuers (Form 10K) • Annual Report for Foreign Private Issuers (U. S.) (Form 20-F); or • Other documents or forms from other jurisdictions may also be accepted by TSX. Must include similar information as the Canadian AIF and dated within one year of listing application submission and be pre-cleared by TSX. If the company does not have an acceptable disclosure document they must file a draft AIF (using form NI 51-102F2). TSXV application (Form 2B) must be submitted by all applicants when a company is not conducting a prospectus offering or a concurrent restructuring transaction with a prospectus level disclosure document. In determining whether prospectus level disclosure or other additional disclosure is required, TSXV will consider: • the regulatory framework of their home market; • the length of time the applicant has been trading; and • whether the applicant has substantially changed its business recently.
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