Exchange Bulletin
Pimco Global Income Opportunities Fund (PGI.UN) To Trade On Toronto Stock Exchange
PIMCO Global Income Opportunities Fund (the "Fund") - An application has been granted for the original listing in the Industrial category of up to 75,000,000 Class A units (the "Units") of the Fund, of which up to 60,000,000 Units will be issued and outstanding and 15,000,000 Units will be reserved for issuance, upon completion of an initial public offering.
Listing of the Units will become effective at 5:01 p.m. on Thursday, March 20, 2014, in anticipation of the offering closing on Friday, March 21, 2014. The Units will be posted for trading at the opening on Friday, March 21, 2014.
Registration of interests in, and transfers of, the Units will be made only through non-certificated interests issued under the Book-Entry Only System. Units must be purchased, converted, transferred and surrendered for redemption through a CDS Clearing and Depository Services Inc. Participant. Upon purchase of any Units, a Unitholder will receive only a customer confirmation from the registered dealer which is a Participant and from or through which the Units are purchased.
Additional information on the Units can be found in the Fund's final prospectus dated February 26, 2014 (the "Prospectus"), which is available at www.SEDAR.com. Capitalized terms not otherwise defined are as defined in the Prospectus.
| Stock Symbol: "PGI.UN" | CUSIP: 72202T 10 1 | Trading Currency CDN$ |
| Temporary Market Maker: | RBC Capital Markets |
| Other Markets: | None |
| Head Office Address: | 199 Bay Street Suite 2050 Toronto, Ontario M5L 1G2 |
| Head Office Telephone Number: | (416) 368-3217 |
| Fax Number: | (416) 368-3576 |
| Email: | pimcocanadareporting@pimco.com |
| Website: | https://canada.pimco.com |
| Manager of the Fund: | PIMCO Canada Corp. |
| Investor Relations: | Stuart Graham Director and President Email: pimcocanadareporting@pimco.com -and- Ahsan Ahmed Vice-President and Chief Compliance Officer Email: pimcocanadareporting@pimco.com |
| Chief Financial Officer: | Michael Puntoriero |
| Corporate Secretary: | Arthur Ong |
| Incorporation: | The Fund is a closed-end investment fund established as a trust under the laws of the Province of Ontario pursuant to a master trust agreement and supplemental trust agreement each dated as of February 26, 2014. |
| Fiscal Year End: | December 31 |
| Nature of Business: | The Fund has been created to invest in an actively managed portfolio comprised primarily of fixed-income securities selected from multiple global fixed-income sectors. |
| Transfer Agent & Registrar: | CST Trust Company at its principal office in Toronto. |
| Distributions: | The Fund does not have a fixed monthly distribution amount. The Fund intends to make monthly cash distributions to Unitholders of record on the last Business Day of each month. Distributions will be paid on a Business Day designated by the Manager that will be no later than the 15th day of the following month for which the distribution is payable. The Fund intends to, at least annually beginning in December 2015, determine and announce expected monthly distributions for the following calendar year based on the Manager's and Sub-Adviser's estimate of distributable cash flow in the Fund. |
| Initial Public Offering: | Pursuant to the terms of the Prospectus, up to a maximum of 60,000,000 Units are being offered to the public by RBC Dominion Securities Inc., CIBC World Markets Inc., TD Securities Inc., Scotia Capital Inc., BMO Nesbitt Burns Inc., National Bank Financial Inc., Canaccord Genuity Corp., GMP Securities L.P., Manulife Securities Incorporated, Raymond James Ltd., Desjardins Securities Inc. and Mackie Research Capital Corporation (as agents), at a price of $10.00 per Unit. |
