Introduction 5 (i) About this Guide 5 Definitions 6 (i) Overview of Principal Terms 6 Original Listings 7 (i) Documents to be Filed 7 (ii) Stock Symbols 7 (iii) Filing Personal Information Forms 7 (iv) Take-Over Bid Provisions 8 Ongoing Transactions 9 (i) Change in Business 9 (ii) Mergers 9 (iii) Terminations/Wind-ups 11 (iv) Normal Course Issuer Bids & Non-Independent Plans 12 Other Requirements 14 (i) Distributions/Dividends 14 (ii) Form 1 Filing for ETPs 15 (iii) Legal Opinion or Quarterly Certificates for ETPs 16 (iv) Special Settlement 16 (v) T+1 Permanent Settlement for ETPs 16 (vi) Transfer Agents 16 (vii) US Banking Holidays and Special Settlement 17 (viii) Market Making Program 18 Resources on TSX Website 19 Part I Part II Part III Part IV Part V TABLE OF CONTENTS
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